Name

Anti Money Laundering (AMT) CFT Self Assessment Checklist

Description

"The AML / CFT Self-Assessment Checklist has been designed to provide a structured and comprehensive framework for licensed corporations (""LCs"") and associated entities (""AEs"") to assess compliance with key AML / CFT requirements. LCs and AEs are advised to use this as part of their regular review to monitor their AML/CFT compliance. The frequency and extent of such review should be commensurate with the risks of ML/TF and the size of the firm's business.

The AML / CFT Self-Assessment Checklist is neither intended to, nor should be construed as, an exhaustive list of all AML/CFT requirements."

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Standard (Non-IT) Audit Program

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Procedures

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