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COSO Internal Control Framework Monitoring.Control Activities - Legal Affairs - December 2016

Name

COSO Internal Control Framework Monitoring.Control Activities - Legal Affairs - December 2016

Description

COSO - Integrated Internal Control Framework
COSO CONTROL COMPONENT: MONITORING CONTROL ACTIVITIES
COSO PRINCIPLE NO. 16 & 17
COSO CONTROL OBJECTIVE: Legal Affairs.
COSO ORGANIZATION LEVEL OF RESPONSIBILITY: BUSINESS UNITS AND ACTIVITY LEVEL

Carry out the monitoring activities on internal controls implemented in the organization as per listed below procedures and prepare an evaluation of internal controls and communicate the deficiencies identified during the evaluation of internal controls. you can prepare an Internal Audit report for communicating the internal control deficiencies identified.

Objective:

1) Ensure that all the organizational affairs and activities are properly conducted in compliance with the relevant rules and regulations.
2) Ensure that any change incorporated in the operational activities and new business opportunity are appropriately evaluated in terms of relevant rules and regulations.
3) Ensure that all expenses relating to the legal affairs are appropriately represents their contribution to the organization and are valid.
4) Ensure that all related staff including the management are well aware of the changes in the relevant rules and regulations.

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Standard (Non-IT) Audit Program

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