Name

Credit Administration Retail Banking

Description

Title of the Audit Working Paper(s): RCM Credit Administration Retail Banking

Purpose: To establish inherent risks and institute mitigating controls around Retail Banking auditable entity.

Audit objectives for the working paper. To provide reasonable assurance that risks inherent in Retail Banking auditable entity is effectively mitigated to achieve business objectives.

Industry sector for your contribution (i.e. life insurance, banking, energy, etc.) Banking

Functional area for your audit program. Retail Banking

Key words to help categorize programs and facilitate searches. Risk Control Matrix, Risk Response Matrix

Standard (Non-IT) Audit Program

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