Name

Electronic Funds Transfer Act Questionnaire

Description

This questionnaire can be used to review audit work papers, to evaluate financial institution policies, to perform transaction testing, and to train as appropriate. Complete only those aspects of the checklist that specifically relate to the issue being reviewed, evaluated, or tested, and retain those completed sections in the work papers.

When reviewing audit, evaluating financial institution policies, or performing transaction testing, a “No” answer indicates a possible exception/deficiency and you should explain it in the work papers. If a line item is not applicable within the area you are reviewing, indicate by using “NA.”

Standard (Non-IT) Audit Program

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Type

Procedures

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