Name

Retail Risk Management

Description

Title of the Audit Working Paper(s): RCM Retail Risk Management

Purpose of the working paper. To establish inherent risks and institute mitigating controls around Retail Risk Management auditable entity.

Audit objectives for the working paper. To provide reasonable assurance that risks inherent in Retail Risk Management auditable entity is effectively mitigated to achieve business objectives.

Industry sector for your contribution (i.e. life insurance, banking, energy, etc.) Banking

Functional area for your audit program. Retail Risk Management

Key words to help categorize programs and facilitate searches. Risk Control Matrix, Risk Response Matrix

Standard (Non-IT) Audit Program

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Type

Procedures

Language