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Risk Control Self Assessment Checklist - Retail Banking Human Resources

Name

Risk Control Self Assessment Checklist - Retail Banking Human Resources

Description

Risk Description

  • Hiring of employee without completing all necessary documentation required as per HR policy.
  • Fake information / documentation might be provided by the new candidate (e.g. fake references, fake employment certificates, fake educational documents etc.).
  • Error in inputting employee's salary and compensation details in pay-roll management system which may lead to incorrect disbursement of salaries / other allowances.

Download the template for the other risk areas for retail banking human resources.

Standard (Non-IT) Audit Program

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Language

English