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Trade Risk Control Self Assessment

Name

Trade Risk Control Self Assessment

Description

Title of the Audit Working Paper(s): Risk Control Self-Assessment (RCSA) checklist- Trade

Purpose of the working paper. To establish inherent risks and mitigating controls available with Trade

Audit objectives for the working paper. To provide reasonable assurance that risks inherent in Trade Unit is effectively mitigated to achieve business objectives.

Industry sector Banking

Functional area Centralized Operations

Key words to help categorize programs and facilitate searches. Risk Control Self Assessment, Are You In Control, Self Certification, Internal Control Self Assessment

Standard (Non-IT) Audit Program

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Type

Operational

Procedures

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Language

English