Trade Risk Control Self Assessment
Title of the Audit Working Paper(s): Risk Control Self-Assessment (RCSA) checklist- Trade
Purpose of the working paper. To establish inherent risks and mitigating controls available with Trade
Audit objectives for the working paper. To provide reasonable assurance that risks inherent in Trade Unit is effectively mitigated to achieve business objectives.
Industry sector Banking
Functional area Centralized Operations
Key words to help categorize programs and facilitate searches. Risk Control Self Assessment, Are You In Control, Self Certification, Internal Control Self Assessment